FORM ADV PART 1 AND 2 A&B
Wed, Aug 21
|Webinar
This course provides an in-depth understanding of Form ADV, a crucial document for investment advisers. Participants will learn about the purpose, requirements, and key elements of Form ADV while earning 1.5 IARCE in Ethics and Professional Responsiblity IARCE#C27184
Time & Location
Aug 21, 2024, 12:00 PM – 2:00 PM EDT
Webinar
Guests
About the event
REGISTER HERE AS SOON AS POSSIBLE WHILE SEATS REMAIN.
Attend an informative and interactive live session this August to gain valuable insights into Form ADV Parts 1, 2A, and 2B, the key documents used by regulators, prospects, and your competition. Understanding these documents is crucial for everyone in a firm, not just the compliance team. Form ADV Parts 1, 2A, and 2B are typically filed annually in March, but August is a perfect time to review them when the firm is generally less rushed with quarter-end regulatory and client business issues. This session will provide expert guidance on these vital documents, helping to ensure the firm remains compliant and ahead of the competition.
Presented by Lisa M. Marsden IACCP@, a compliance professional with over 20 years of experience writing and updating these critical disclosure forms, this session will help participants understand the significance of Form ADV and ensure that it is correctly completed. Participants will learn about the importance of these documents to regulators, prospects, clients, and competitors, and gain an understanding of the regulatory scrutiny over these disclosures, along with the knowledge and tools to meet regulatory expectations and avoid compliance issues effectively.
Register now to secure a spot in this valuable session.
Enhance compliance knowledge, ensure the firm’s regulatory adherence, and earn 1.5 Ethics IARCE credits all over lunch from the comfort of your favorite virtual viewing space. Seats are limited, so register as soon as possible while they remain available.