top of page

Embark on a comprehensive journey into Form CRS with this exclusive training session, carefully tailored for both newcomers and seasoned professionals in regulatory compliance. Guided by a professional with decades of experience in financial regulatory compliance. The session not only navigates the intricacies of crafting a compliant Form CRS but also delves into regulatory findings from firms facing enforcement actions due to non-compliance. Learn from real-world examples, understanding the repercussions of deviating from instructions. Gain practical insights on writing an effective Form CRS and, learn how to  test its accuracy. The session also provides guidelines on the required conversation starters, offering invaluable tips on addressing them, along with script suggestions for responding confidently when clients or regulators pose those questions. Elevate your compliance proficiency by acquiring the knowledge and tools necessary to navigate the regulatory landscape successfully. This session is tailored for those new to Form CRS as well as seasoned professionals seeking to enhance their skills and avoid potential pitfalls.

FORM CRS -Client Relationship Summary (ADV 3)

$75.00 Regular Price
$50.00Sale Price
    No Reviews YetShare your thoughts. Be the first to leave a review.

    Related Products

    Disclaimer: The information provided is for educational purposes and shall not be construed as specific advice. The information does not reflect the views of any regulatory body, State or Federal Agency, or Association. All efforts have been made to report true and accurate information. However, the information could become materially inaccurate without warning. Not all information from third-party sources can be thoroughly vetted.  Coulter Strategic Services does NOT provide a legal opinion or legal recommendations.

    ©2023 by Coulter Strategic Services.

    Powered & secured by gozoek.com

    bottom of page